Financial Regulation

Enforcement of financial regulations in Japanese securities markets by the Securities and Exchange Surveillance Commission and prosecutors.

Reiwa 6 Special (Wa) 3846 Financial Instruments and Exchange Act Violation Case
  1. Reiwa 6 Special (Wa) 3846 Financial Instruments and Exchange Act Violation Case
  2. Jurisdiction: Japan (2025)
  3. Original Case: Reiwa 6 Special (Wa) 3846 Financial Instruments and Exchange Act Violation
  4. DefendantsHiroshi TanakaInvestigatorsTokyo District Public Prosecutors Office Special Investigation SquadProsecutorsKenji SuzukiDefense AttorneysHanako YamadaJudgesTaro ItoInstitutionsTokyo District CourtTokyo District Public Prosecutors OfficeFinancial Services Agency
  5. Case Tags: Insider Trading;Financial Regulation;Tokyo District Court;Special Investigation Squad