Securities and Exchange Commission

Enforcement and regulatory actions brought by or against the U.S. Securities and Exchange Commission.

1. Lucia v. Securities and Exchange Commission

2. Jurisdiction: United States (June 21, 2018)
3. DefendantsSecurities and Exchange CommissionPlaintiffsRaymond J. LuciaDefense AttorneysJeffrey B. WallPlaintiff AttorneysMark A. PerryJudgesElena KaganInstitutionsSecurities and Exchange CommissionSupreme Court of the United States
4. Case Tags: Administrative Law;Appointments Clause;Securities and Exchange Commission;Supreme Court of the United States